A proposed transaction processing application will have many data capture sources and outputs in both paper and electronic form. To ensure that transactions are not lost during processing, the IS auditor should recommend the inclusion of: A. validation controls. B. internal credibility checks. C. clerical control procedures. D. automated systems balancing.

Which of the following is the MOST likely reason why e-mail systems have become a useful source of evidence for litigation? A. Multiple cycles of backup files remain available. B. Access controls establish accountability for e-mail activity. C. Data classification regulates what information should be communicated via e-mail. D. Within the enterprise, a clear policy for using e-mail ensures that evidence is available.

An IS auditor reviewing back-up procedures for software need only determine that: A. object code libraries are backed up. B. source code libraries are backed up. C. both object and source codes libraries are backed up. D. program patches are maintained at the originating site.

A company performs full backup of data and programs on a regular basis. The primary purpose of this practice is to: A. maintain data integrity in the applications. B. restore application processing after a disruption. C. prevent unauthorized changes to programs and data. D. ensure recovery of data processing in case of a disaster.

Using test data as part of a comprehensive test of program controls in a continuous online manner is called a/an: A. test data/deck. B. base case system evaluation. C. integrated test facility (ITF). D. parallel simulation.

Which is the first software capability maturity model (CMM) level to include a standard software development process? A. Initial (level 1) B. Repeatable (level 2) C. Defined (level 3) D. Optimizing (level 5)

Which of the following can be used to verify output results and control totals by matching them against the input data and control totals? A. Batch header forms B. Batch balancing C. Data conversion error corrections D. Access controls over print spools

Which of the following would be a compensating control to mitigate risks resulting from an inadequate segregation of duties? A. Sequence check B. Check digit C. Source documentation retention D. Batch control reconciliations

The most common problem in the operation of an intrusion detection system (IDS) is: A. the detection of false positives. B. receiving trap messages. C. reject error rates. D. denial-of-service attacks.

ABC,

Responsibility and reporting lines cannot always be established when auditing automated systems since: A. diversified control makes ownership irrelevant. B. staff traditionally change jobs with greater frequency. C. ownership is difficult to establish where resources are shared. D. duties change frequently in the rapid development of technology.

Which of the following risks would be increased by the installation of a database system? A. Programming errors B. Data entry errors C. Improper file access D. Loss of parity

Which of the following procedures can a biometric system perform? A. Measure airborne contamination. B. Provide security over physical access. C. Monitor temperature and humidity levels. D. Detect hazardous electromagnetic fields in an area.

Which of the following security techniques is the BEST method for authenticating a user's identity? A. Smart card B. Biometrics C. Challenge-response token D. User ID and password

The difference between whitebox testing and blackbox testing is that whitebox testing: A. involves the IS auditor. B. is performed by an independent programmer team. C. examines a program's internal logical structure. D. uses the bottom-up approach.

When two or more systems are integrated, input/output controls must be reviewed by the IS auditor in the: A. systems receiving the output of other systems. B. systems sending output to other systems. C. systems sending and receiving data. D. interfaces between the two systems.