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Which of the following would be a compensating control to
mitigate risks resulting from an inadequate segregation of
duties?
A. Sequence check
B. Check digit
C. Source documentation retention
D. Batch control reconciliations
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Answer: D
Batch control reconciliations are an example of compensating
controls. Other examples of compensating controls are
transaction logs, reasonableness tests, independent reviews
and audit trails such as console logs, library logs and job
accounting date. Sequence checks and check digits are data
validation edits and source documentation retention is an
example of a data file control.
| Is This Answer Correct ? | 13 Yes | 5 No |
When developing a risk-based audit strategy, an IS auditor should conduct a risk assessment to ensure that:
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