Interested to Buy Any Domain ? << Click Here >> for more details...
During which phase of a system development process should an
IS auditor first raise the issue of application controls?
A. Construction
B. System design
C. Acceptance testing
D. Functional specification
- 1 Answers
- 4277 Views
- I also Faced
- E-Mail Answers
Answer / guest
Answer: D
It is important that IS auditors raise control concerns as
early as possible. Frequently, the requirement for controls
is not clearly specific when developing the functional
specifications. The IS auditor should ensure that the
business areas specify their requirement for control at that
stage. The construction phase of the project is often too
late for the identification of the controls, since this may
require that changes be made in the design. Controls should
be designed in at the system design stage, but the types of
controls should have been identified as part of the
functional specification. The acceptance testing stage is
too late to identify controls, since this can require major
changes to the system.
| Is This Answer Correct ? | 5 Yes | 0 No |
Which of the following is a continuity plan test that uses actual resources to simulate a system crash to cost-effectively obtain evidence about the plan's effectiveness? A. Paper test B. Post test C. Preparedness test D. Walk-through
An organization is developing a new business system. Which of the following will provide the MOST assurance that the system provides the required functionality? A. Unit testing B. Regression testing C. Acceptance testing D. Integration testing
The PRIMARY purpose of audit trails is to: A. improve response time for users. B. establish accountability and responsibility for processed transactions. C. improve the operational efficiency of the system. D. provide useful information to auditors who may wish to track transactions.
Which of the following audit procedures would an IS auditor be LEAST likely to include in a security audit? A. Review the effectiveness and utilization of assets. B. Test to determine that access to assets is adequate. C. Validate physical, environmental and logical access policies per job profiles. D. Evaluate asset safeguards and procedures that prevent unauthorized access to the assets.
When performing a review of the structure of an electronic funds transfer (EFT) system, an IS auditor observes that the technological infrastructure is based on a centralized processing scheme that has been outsourced to a provider in another country. Based on this information, which of the following conclusions should be the main concern of the IS auditor? A. There could be a question with regards to the legal jurisdiction. B. Having a provider abroad will cause excesive costs in future audits. C. The auditing process will be difficult because of the distances. D. There could be different auditing norms.
In addition to the backup considerations for all systems, which of the following is an important consideration in providing backup for online systems? A. Maintaining system software parameters B. Ensuring periodic dumps of transaction logs C. Ensuring grandfather-father-son file backups D. Maintaining important data at an off-site location
During an IS audit of the disaster recovery plan (DRP) of a global enterprise, the auditor observes that some remote offices have very limited local IT resources. Which of the following observations would be the MOST critical for the IS auditor? A. A test has not been made to ensure that local resources could maintain security and service standards when recovering from a disaster or incident. B. The corporate business continuity plan (BCP) does not accurately document the systems that exist at remote offices. C. Corporate security measures have not been incorporated into the test plan. D. A test has not been made to ensure that tape backups from the remote offices are usable.
As a business process reengineering (BPR) project takes hold it is expected that: A. business priorities will remain stable. B. information technologies will not change. C. the process will improve product, service and profitability. D. input from clients and customers will no longer be necessary.
Which of the following would enable an enterprise to provide access to its intranet (i.e., extranet) across the Internet to its business partners? A. Virtual private network B. Client-server C. Dial-in access D. Network service provider
An IS auditor performing an audit of the company's IS strategy would be LEAST likely to: A. assess IS security procedures. B. review both short- and long-term IS strategies. C. interview appropriate corporate management personnel. D. ensure that the external environment has been considered.
Which of the following is the MOST effective means of determining which controls are functioning properly in an operating system? A. Consulting with the vendor B. Reviewing the vendor installation guide C. Consulting with the system programmer D. Reviewing the system generation parameters
A request for a change to a report format in a module (subsystem) was made. After making the required changes, the programmer should carry out: A. unit testing. B. unit and module testing. C. unit, module and regression testing. D. module testing.
Cisco Certifications 
