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Which of the following is an objective of a control
self-assessment (CSA) program?
A. Audit responsibility enhancement
B. Problem identification
C. Solution brainstorming
D. Substitution for an audit
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Answer: A
An objective associated with a CSA program is the
enhancement of audit responsibilities (not a replacement).
Choices B and C are advantages that accrue from a CSA
program, but are not objectives. A CSA program is helpful in
determining audit steps by gaining an overall understanding
of the audit subject and audit objective. Performance of a
CSA will not replace formal audits (choice D).
| Is This Answer Correct ? | 7 Yes | 0 No |
The BEST time to perform a control self-assessment involving line management, line staff and the audit department is at the time of: A. compliance testing. B. the preliminary survey. C. substantive testing. D. the preparation of the audit report.
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Which of the following would an IS auditor place LEAST reliance on when determining management's effectiveness in communicating information systems policies to appropriate personnel? A. Interviews with user and IS personnel B. Minutes of IS steering committee meetings C. User department systems and procedures manuals D.Information processing facilities operations and procedures manuals
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