Which of the following BEST describes the early stages of an
IS audit?
A. Observing key organizational facilities.
B. Assessing the IS environment.
C. Understanding business process and environment applicable
to the review.
D. Reviewing prior IS audit reports.
Answer / guest
Answer: C
Understanding the business process and environment
applicable to the review is most representative of what
occurs early on, in the course of an audit. Other choices
relate to activities actually occurring within this process.
| Is This Answer Correct ? | 14 Yes | 1 No |
A goal of processing controls is to ensure that: A. the data are delivered without compromised confidentiality. B. all transactions are authorized. C. accumulated data are accurate and complete through authorized routines. D. only authorized individuals perform sensitive functions.
In which of the following phases of the system development life cycle (SDLC) is it the MOST important for the IS auditor to participate? A. Design B. Testing C. Programming D. Implementation
Which of the following processes is the FIRST step in developing a business continuity and disaster recovery plan for an organization? A. Alternate site selection B. Business impact analysis C. Test procedures and frequency D. Information classification
Which of the following would an IS auditor consider to be the MOST helpful when evaluating the effectiveness and adequacy of a computer preventive maintenance program? A. A system downtime log B. Vendors' reliability figures C. Regularly scheduled maintenance log D. A written preventive maintenance schedule
Which of the following functions, if performed by scheduling and operations personnel, would be in conflict with a policy requiring a proper segregation of duties? A. Job submission B. Resource management C. Code correction D. Output distribution
The general ledger setup function in an enterprise resource package (ERP) allows for setting accounting periods. Access to this function has been permitted to users in finance, the warehouse and order entry. The MOST likely reason for such broad access is the: A. need to change accounting periods on a regular basis.. B. requirement to post entries for a closed accounting period. C. lack of policies and procedures for the proper segregation of duties. D. need to create/modify the chart of accounts and its allocations.
Which of the following would be considered an essential feature of a network management system? A. A graphical interface to map the network topology B. Capacity to interact with the Internet to solve the problems C. Connectivity to a help desk for advice on difficult issues D. An export facility for piping data to spreadsheets
Which of the following procedures would BEST determine whether adequate recovery/restart procedures exist? A. Reviewing program code B. Reviewing operations documentation C. Turning off the UPS, then the power D. Reviewing program documentation
Which of the following manages the digital certificate life cycle to ensure adequate security and controls exist in digital signature applications related to e-commerce? A. Registration authority B. Certification authority C. Certification relocation list D. Certification practice statement
The FIRST step in developing a business continuity plan (BCP) is to: A. classify the importance of systems. B. establish a disaster recovery strategy. C. determine the critical recovery time period. D. perform a risk ranking.
The BEST overall quantitative measure of the performance of biometric control devices is: A. false rejection rate. B. false acceptance rate. C. equal error rate. D. estimated error rate.
The purpose of debugging programs is to: A. generate random data that can be used to test programs before implementing them. B. protect valid changes from being overwritten by other changes during programming. C. define the program development and maintenance costs to be include in the feasibility study. D. ensure that abnormal terminations and coding flaws are detected and corrected.