The IS auditor learns that when equipment was brought into
the data center by a vendor, the emergency power shutoff
switch was accidentally pressed and the UPS was engaged.
Which of the following audit recommendations should the IS
auditor suggest?
A. Relocate the shut off switch.
B. Install protective covers.
C. Escort visitors.
D. Log environmental failures.
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Answer: B
A protective cover over the switch would allow it to be
accessible and visible, but would prevent accidental
activation. Relocating the shut off switch would defeat the
purpose of having it readily accessible. Escorting the
personnel moving the equipment may not have prevented this
incident and logging of environmental failures would provide
management with a report of incidents, but reporting alone
would not prevent a reoccurrence.
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Which of the following issues should be included in the business continuity plan? A. The staff required to maintain critical business functions in the short, medium and long term B. The potential for a natural disaster to occur, such as an earthquake C. Disastrous events impacting information systems processing and end-user functions D. A risk analysis that considers systems malfunctions, accidental file deletions or other failures
Which of the following provides the framework for designing and developing logical access controls? A. Information systems security policy B. Access control lists C. Password management D. System configuration files
A programmer included a routine into a payroll application to search for his/her own payroll number. As a result, if this payroll number does not appear during the payroll run, a routine will generate and place random numbers onto every paycheck. This routine is known as: A. scavenging. B. data leakage. C. piggybacking. D. a trojan horse.
An organization is moving its application maintenance in-house from an outside source. Which of the following should be the main concern of an IS auditor? A. Regression testing B. Job scheduling C. User manuals D. Change control procedures
An IS auditor observed that some data entry operators leave their computers in the midst of data entry without logging off. Which of the following controls should be suggested to prevent unauthorized access? A. Encryption B. Switch off the computer when leaving C. Password control D. Screen saver password
Which of the following is a concern when data is transmitted through secure socket layer (SSL) encryption implemented on a trading partner's server? A. Organization does not have control over encryption. B. Messages are subjected to wire tapping. C. Data might not reach the intended recipient. D. The communication may not be secure.
Automated teller machines (ATMs) are a specialized form of a point-of-sale terminal that: A. allows for cash withdrawal and financial deposits only. B. are usually located in populous areas to deter theft or vandalism. C. utilizes protected telecommunication lines for data transmissions. D. must include high levels of logical and physical security.
Which of the following BEST describes an IT department?s strategic planning process? A. The IT department will have either short-range or long-range plans depending on the organization?s broader plans and objectives. B. The IT department?s strategic plan must be time and project oriented, but not so detailed as to address and help determine priorities to meet business needs. C. Long-range planning for the IT department should recognize organizational goals, technological advances and regulatory requirements. D. Short-range planning for the IT department does not need to be integrated into the short-range plans of the organization since technological advances will drive the IT department plans much quicker than organizational plans.
Which of the following is a practice that should be incorporated into the plan for testing disaster recovery procedures? A. Invite client participation. B. Involve all technical staff. C. Rotate recovery managers. D. Install locally stored backup.
Which of the following is MOST effective in controlling application maintenance? A. Informing users of the status of changes B. Establishing priorities on program changes C. Obtaining user approval of program changes D. Requiring documented user specifications for changes
A PING command is used to measure: A. attenuation. B. throughput. C. delay distortion. D. latency.
Which of the following would be a MAJOR disadvantage of using prototyping as a systems development methodology? A. User expectations of project timescales may be overly optimistic. B. Effective change control and management is impossible to implement. C. User participation in day-to-day project management may be too extensive. D. Users usually are not sufficiently knowledgeable to assist in system development.