Which of the following would not prevent the loss of an
asset but would assist in recovery by transferring part of
the risk to a third party?
A. Full system backups
B. Insurance
C. Testing
D. Business impact analysis
Answer / guest
Answer: B
Insurance assists by involving a third party in sharing the
risks. In case of the destruction of an asset, the third
party would compensate for the loss based on the contract.
This would assist in reinstating the asset to the
pre-disaster condition. A business impact analysis (BIA) is
the first step in developing a business continuity plan.
This step would assist in the classification of assets based
on risk and would not assist in either preventing a disaster
or reinstating an asset to a pre-disaster condition. Backups
would assist in recovering a system in case of a disaster
but do not necessarily involve a third party. Testing of the
plan would help to ensure that the business continuity plan
works as intended, but testing would not reinstate an asset
to a pre-disaster condition.
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Which of the following types of risks assumes an absence of compensating controls in the area being reviewed? A. Control risk B. Detection risk C. Inherent risk D. Sampling risk
In addition to the backup considerations for all systems, which of the following is an important consideration in providing backup for online systems? A. Maintaining system software parameters B. Ensuring periodic dumps of transaction logs C. Ensuring grandfather-father-son file backups D. Maintaining important data at an off-site location
Good quality software is BEST achieved: A. through thorough testing. B. by finding and quickly correcting programming errors. C. determining the amount of testing by the available time and budget. D. by applying well-defined processes and structured reviews throughout the project.
Passwords should be: A. assigned by the security administrator. B. changed every 30 days at the discretion of the user. C. reused often to ensure the user does not forget the password. D. displayed on the screen so that the user can ensure that it has been entered properly.
Which of the following would be considered an essential feature of a network management system? A. A graphical interface to map the network topology B. Capacity to interact with the Internet to solve the problems C. Connectivity to a help desk for advice on difficult issues D. An export facility for piping data to spreadsheets
Which of the following is a technique that could be used to capture network user passwords? A. Encryption B. Sniffing C. Spoofing D. A signed document cannot be altered.
An IS auditor reviewing database controls discovered that changes to the database during normal working hours were handled through a standard set of procedures. However, changes made after normal hours required only an abbreviated number of steps. In this situation, which of the following would be considered an adequate set of compensating controls? A. Allow changes to be made only with the DBA user account. B. Make changes to the database after granting access to a normal user account C. Use the DBA user account to make changes, log the changes and review the change log the following day. D. Use the normal user account to make changes, log the changes and review the change log the following day.
The initial step in establishing an information security program is the: A. development and implementation of an information security standards manual. B. performance of a comprehensive security control review by the IS auditor. C. adoption of a corporate information security policy statement. D. purchase of security access control software.
An audit charter should: A. be dynamic and change often to coincide with the changing nature of technology and the audit profession. B. clearly state audit objectives for the delegation of authority for the maintenance and review of internal controls. C. document the audit procedures designed to achieve the planned audit objectives. D. outline the overall authority, scope and responsibilities of the audit function.
An organization is experiencing a growing backlog of undeveloped applications. As part of a plan to eliminate this backlog, end-user computing with prototyping, supported by the acquisition of an interactive application generator system is being introduced. Which of the following areas is MOST critical to the ultimate success of this venture? A. Data control B. Systems analysis C. Systems programming D. Application programming
A goal of processing controls is to ensure that: A. the data are delivered without compromised confidentiality. B. all transactions are authorized. C. accumulated data are accurate and complete through authorized routines. D. only authorized individuals perform sensitive functions.
To determine which users can gain access to the privileged supervisory state, which of the following should an IS auditor review? A. System access log files B. Enabled access control software parameters C. Logs of access control violations D. System configuration files for control options used