Interested to Buy Any Domain ? << Click Here >> for more details...
An IS auditor conducting a review of disaster recovery
planning at a financial processing organization has
discovered the following:
* The existing disaster recovery plan was compiled two years
ago by a systems analyst in the organization's IT department
using transaction flow projections from the operations
department.
* The plan was presented to the deputy CEO for approval and
formal issue, but it is still awaiting his attention.
* The plan has never been updated, tested or circulated to
key management and staff, though interviews show that each
would know what action to take for their area in the event
of a disruptive incident.
The basis of an organization's disaster recovery plan is to
reestablish live processing at an alternative site where a
similar, but not identical hardware configuration is already
established. The IS auditor should:
A. take no action as the lack of a current plan is the only
significant finding.
B. recommend that the hardware configuration at each site
should be identical.
C. perform a review to verify that the second configuration
can support live processing.
D. report that the financial expenditure on the alternative
site is wasted without an effective plan.
- 1 Answers
- 5223 Views
- I also Faced
- E-Mail Answers
Answer / guest
Answer: C
The IS auditor does not have a finding unless it can be
shown that the alternative hardware cannot support the live
processing system. Even though the primary finding is the
lack of a proven and communicated disaster recovery plan, it
is essential that this aspect of recovery is included in the
audit. Since, if it is found to be inadequate the finding
will materially support the overall audit opinion. It is
certainly not appropriate to take no action at all, leaving
this important factor untested, and unless it is shown that
the alternative site is inadequate, there can be no comment
on the expenditure (even if this is considered a proper
comment for the IS auditor to make). Similarly, there is no
need for the configurations to be identical. The alternative
site could actually exceed the recovery requirements if it
is also used for other work, such as other processing or
systems development and testing. The only proper course of
action at this point would be to find out if the recovery
site can actually cope with a recovery.
| Is This Answer Correct ? | 2 Yes | 0 No |
An IS auditor reviewing an outsourcing contract of IT facilities would expect it to define the: A. hardware configuration. B. access control software. C. ownership of intellectual property. D. application development methodology.
An IS auditor discovers that an organization?s business continuity plan provides for an alternate processing site that will accommodate fifty percent of the primary processing capability. Based on this, which of the following actions should the IS auditor take? A. Do nothing, because generally, less than twenty-five percent of all processing is critical to an organization?s survival and the backup capacity, therefore is adequate. B. Identify applications that could be processed at the alternate site and develop manual procedures to backup other processing. C. Ensure that critical applications have been identified and that the alternate site could process all such applications. D. Recommend that the information processing facility arrange for an alternate processing site with the capacity to handle at least seventy-five percent of normal processing.
Which of the following audit procedures would an IS auditor normally perform FIRST when reviewing an organization's systems development methodology? A. Determine procedural adequacy. B. Analyze procedural effectiveness. C. Evaluate level of compliance with procedures. D. Compare established standards to observed procedures.
Which of the following concerns about the security of an electronic message would be addressed by digital signatures? A. Unauthorized reading B. Theft C. Unauthorized copying D. Alteration
The FIRST task an IS auditor should complete when performing an audit in an unfamiliar area is to: A. design the audit programs for each system or function involved. B. develop a set of compliance tests and substantive tests. C. gather background information pertinent to the new audit. D. assign human and economical resources.
The MAJOR advantage of the risk assessment approach over the baseline approach to information security management is that it ensures: A. information assets are over protected. B. a basic level of protection is applied regardless of asset value. C. appropriate levels of protection are applied to information assets. D. an equal proportion of resources are devoted to protecting all information assets.
Many IT projects experience problems because the development time and/or resource requirements are underestimated. Which of the following techniques would provide the GREATEST assistance in developing an estimate of project duration? A. Function point analysis B. PERT chart C. Rapid application development D. Object-oriented system development
Transmitting redundant information with each character or frame to facilitate detection and correction of errors is called: A. feedback error control. B. block sum check. C. forward error control. D. cyclic redundancy check.
During the course of an audit, the IS auditor discovers that the human resources (HR) department uses a cloud-based application to manage employee records. The HR department engaged in a contract outside of the normal vendor management process and manages the application on its own. Which of the following choices is of MOST concern? A. Maximum acceptable downtime metrics have not been defined in the contract. B. The IT department does not manage the relationship with the cloud vendor. C. The help desk call center is in a different country, with different privacy requirements. D. Company-defined security policies are not applied to the cloud application.
When developing a risk-based audit strategy, an IS auditor should conduct a risk assessment to ensure that:
Which tests is an IS auditor performing when certain program is selected to determine if the source and object versions are the same?
What type of transmission requires modems? A. Encrypted B. Digital C. Analog D. Modulated
Cisco Certifications 
