Which of the following would be of the LEAST value to an IS
auditor attempting to gain an understanding of an
organization's IT process?
A. IT planning documents with deliverables and performance
results
B. Policies and procedures relating to planning, managing,
monitoring and reporting on performance
C. Prior audit reports
D. Reports of IT functional activities
Answer / guest
Answer: C
Prior audit reports would be of least value because they
provide historical and therefore not current information
about areas of control weaknesses. Each of the other choices
provides information useful for gaining an understanding of
the process.
Is This Answer Correct ? | 8 Yes | 0 No |
Various standards have emerged to assist IS organizations in achieving an operational environment that is predictable, measurable and repeatable. The standard that provides the definition of the characteristics and the associated quality evaluation process to be used when specifying the requirements for and evaluating the quality of software products throughout their life cycle is: A. ISO 9001. B. ISO 9002. C. ISO 9126. D. ISO 9003.
In the ISO/OSI model, which of the following protocols is the FIRST to establish security for the user application? A. Session layer. B. Transport layer C. Network layer D. Presentation layer
Which of the following tasks is performed by the same person in a well-controlled information processing facility/computer center? A. Security administration and management B. Computer operations and system development C. System development and change management D. System development and systems maintenance
Which of the ISO/OSI model layers provides for routing packets between nodes? A. Data link B. Network C. Transport D. Session
During a post-implementation review of an enterprise resource management system, an IS auditor would MOST likely: A. review access control configuration. B. evaluate interface testing. C. review detailed design documentation. D. evaluate system testing.
In an audit of a business continuity plan, which of the following findings is of MOST concern? A. There is no insurance for the addition of assets during the year. B. BCP manual is not updated on a regular basis. C. Testing of the backup of data has not been done regularly. D. Records for maintenance of access system have not been maintained.
The PRIMARY reason for replacing checks (cheques) with EFT systems in the accounts payable area is to: A. make the payment process more efficient. B. comply with international EFT banking standards. C. decrease the number of paper-based payment forms. D. reduce the risk of unauthorized changes to payment transactions.
The responsibilities of a disaster recovery relocation team include: A. obtaining, packaging and shipping media and records to the recovery facilities, as well as establishing and overseeing an offsite storage schedule. B. locating a recovery site if one has not been predetermined and coordinating the transport of company employees to the recovery site. C. managing the relocation project and conducting a more detailed assessment of the damage to the facilities and equipment. D. coordinating the process of moving from the hot site to a new location or to the restored original location.
An IS auditor's primary concern when application developers wish to use a copy of yesterday's production transaction file for volume tests is that: A. users may prefer to use contrived data for testing. B. unauthorized access to sensitive data may result. C. error handling and credibility checks may not be fully proven. D. full functionality of the new process is not necessarily tested.
Which of the following is a technique that could be used to capture network user passwords? A. Encryption B. Sniffing C. Spoofing D. A signed document cannot be altered.
When developing a risk-based audit strategy, an IS auditor should conduct a risk assessment to ensure that:
An organization is considering connecting a critical PC-based system to the Internet. Which of the following would provide the BEST protection against hacking? A. An application-level gateway B. A remote access server C. A proxy server D. Port scanning