Interested to Buy Any Domain ? << Click Here >> for more details...
The PRIMARY purpose of compliance tests is to verify whether:
A. controls are implemented as prescribed.
B. documentation is accurate and current.
C. access to users is provided as specified.
D. data validation procedures are provided.
- 1 Answers
- 5997 Views
- I also Faced
- E-Mail Answers
Answer / guest
Answer: A
Compliance tests are performed primarily to verify whether
controls, as chosen by management, are implemented.
Verification of documents is not directly related to
compliance testing. Verifying whether access to users is
provided is an example of compliance testing. Data
validation procedures are part of application controls.
Testing whether these are set as parameters and working as
envisaged is compliance testing.
| Is This Answer Correct ? | 9 Yes | 0 No |
The application test plans are developed in which of the following systems development life cycle (SDLC) phases? A. Design B. Testing C. Requirement D. Development
Which of the following would be the BEST method for ensuring that critical fields in a master record have been updated properly? A. Field checks B. Control totals C. Reasonableness checks D. A before-and-after maintenance report
Which of the following controls would be MOST effective in ensuring that production source code and object code are synchronized? A. Release-to-release source and object comparison reports B. Library control software restricting changes to source code C. Restricted access to source code and object code D. Date and time-stamp reviews of source and object code
When auditing a mainframe operating system, what would the IS auditor do to establish which control features are in operation? A. Examine the parameters used when the system was generated B. Discuss system parameter options with the vendor C. Evaluate the systems documentation and installation guide D. Consult the systems programmers
A request for a change to a report format in a module (subsystem) was made. After making the required changes, the programmer should carry out: A. unit testing. B. unit and module testing. C. unit, module and regression testing. D. module testing.
The MAJOR concern for an IS auditor when reviewing an organization's business process reengineering (BRP) efforts is: A. cost overrun of the project. B. employees resistance to change. C. key controls may be removed from a business process. D. lack of documentation of new processes.
Which of the following would an IS auditor consider the MOST relevant to short-term planning for the IS department? A. Allocating resources B. Keeping current with technology advances C. Conducting control self-assessment D. Evaluating hardware needs
A digital signature contains a message digest to: A. show if the message has been altered after transmission. B. define the encryption algorithm. C. confirm the identity of the originator. D. enable message transmission in a digital format.
Which of the following is the MOST effective type of antivirus software to detect an infected application? A. Scanners B. Active monitors C. Integrity checkers D. Vaccines
Which of the following is a function of an IS steering committee? A. Monitoring vendor controlled change control and testing B. Ensuring a separation of duties within the information's processing environment C. Approving and monitoring major projects, the status of IS plans and budgets D. Responsible for liaison between the IS department and the end users
Once an organization has finished the business process reengineering (BPR) of all its critical operations, the IS auditor would MOST likely focus on a review of: A. pre-BPR process flowcharts. B. post-BPR process flowcharts. C. BPR project plans. D. continuous improvement and monitoring plans.
The FIRST step in developing a business continuity plan (BCP) is to: A. classify the importance of systems. B. establish a disaster recovery strategy. C. determine the critical recovery time period. D. perform a risk ranking.
Cisco Certifications 
