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Which of the following is a benefit of a risk-based approach
to audit planning? Audit:
A. scheduling may be performed months in advance.
B. budgets are more likely to be met by the IS audit staff.
C. staff will be exposed to a variety of technologies.
D. resources are allocated to the areas of highest concern.
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Answer: D
The risk-based approach is designed to ensure audit time is
spent on the areas of highest risk. The development of an
audit schedule is not addressed by a risk-based approach.
Audit schedules may be prepared months in advance using
various scheduling methods. A risk approach does not have a
direct correlation to the audit staff meeting time budgets
on a particular audit, nor does it necessarily mean a wider
variety of audits will be performed in a given year.
| Is This Answer Correct ? | 6 Yes | 0 No |
An IS auditor discovers that an organization?s business continuity plan provides for an alternate processing site that will accommodate fifty percent of the primary processing capability. Based on this, which of the following actions should the IS auditor take? A. Do nothing, because generally, less than twenty-five percent of all processing is critical to an organization?s survival and the backup capacity, therefore is adequate. B. Identify applications that could be processed at the alternate site and develop manual procedures to backup other processing. C. Ensure that critical applications have been identified and that the alternate site could process all such applications. D. Recommend that the information processing facility arrange for an alternate processing site with the capacity to handle at least seventy-five percent of normal processing.
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